Mar. 5 at 3:41 PM
$RAND - RAND CAPITAL CORP - 10K - Updated Risk Factors
RAND sharpens risks around dependence on RCM’s portfolio management and referral network, highlights potential Trump-era policy, tariff and non‑bank lending regulation impacts, secures new SEC co‑investment relief with added board oversight, and newly discloses a material weakness in internal controls over tax accounting. #FinancialServices #RegulatoryRisk #PortfolioManagement #InternalControls #MarketRegulation
🟢 Added 🟠 Removed
https://d-risk.ai/RAND/10-K/2026-03-05