Sep. 12 at 10:37 PM
$BRQL $ALPP If Kent is trying to do the same thing with this company after what he did to stockholders of ALPP this definitely needs to be looked into. EVERYONE should file a comlaint with the SEC if you think there's wrong doing! https://www.sec.gov/submit-tip-or-complaint/tips-complaints-resources/report-suspected-securities-fraud-or-wrongdoing
will the sec look into companies that were publically traded but seemed to defraud the public? The company has since been delisted for not being compliant with fillings
ChatGPT said:
Yes — the SEC can and often does investigate companies that were publicly traded if there are signs of fraud, even if the company has since been delisted.
Suspicious trading activity (insider trading, market manipulation)
Complaints from investors, auditors, or whistleblowers
Possible outcomes:
Civil enforcement actions (fines, bans on executives, disgorgement of ill-gotten gains)
Referral to the Department of Justice for criminal prosecution (in more egregious fraud cases)